Susan Potter is a registered investment advisor, based in Lexington, KY, with 15 years of industry experience.
Location
200 W Vine St, Fl 2, Lexington, KY, 40507
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
December 2010 - January 2018 · 7 yrs 1 mo
Bb&t Investment Services, INC.Broker
July 2010 - January 2018 · 7 yrs 6 mos
State Registrations5 states
FLKYOHSCTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.