Theodore Grooms
Theodore Grooms is a registered investment advisor at Cetera Investment Advisers LLC, based in Casper, WY, with 15 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
555 S. Wolcott, Suite 100, Casper, WY, 82601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Theodore has several outside business activities, including ownership positions in a bank, oil and gas royalty interests, and a loan investment. He also serves as a trust protector for two trusts, is a financial advisor at G&H Financial Services, and is on the board of directors for Wyoming Trust Co.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.