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CFA

Vern Montross

RBC Rochdale, LLC
16 Years of Experience
Houston, TX
Broker
View SEC Summary
View SEC Summary

Vern Montross is a CFA-designated registered investment advisor at RBC Rochdale, LLC, based in Houston, TX, with 16 years of industry experience. Vern is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 17,054 clients with $73B in assets under management.

RBC Rochdale, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
17,054 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$73.0B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10M+0.50%

Fees are negotiable on a case-by-case basis. Annual program accounts also assess an additional program fee ranging from 0.01% to 0.11% based on account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

1800 West Loop South, Suite 1450, Houston, TX, 77027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vern owns and manages two rental properties since 2011 and 2018, respectively. He dedicates minimal time to these non-investment related activities.

Employment History
Current Registrations
RBC Rochdale, LLC
January 2014 - Present · 12 yrs 9 mos
Cnr Securities, LLC
January 2014 - Present · 12 yrs 9 mos
Cnr Securities, LLCBroker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
Alliancebernstein L.P.
July 2010 - January 2014 · 3 yrs 6 mos
Sanford C. Bernstein & CO., LLCBroker
June 2010 - January 2014 · 3 yrs 7 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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