JM
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Jaimie Moore

11 Years of Experience
Placentia, CA
Broker

Jaimie Moore is a registered investment advisor at Cetera Investment Advisers LLC, based in Placentia, CA, with 11 years of industry experience. Jaimie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

711 Kimberly Ave Ste 275, Placentia, CA, 92870

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jaimie provides support services to Steven Ditch in preparing client income tax forms, dedicating a few hours per week to nearly full-time depending on the week. Jaimie also works as an executive assistant for Steven Ditch's financial service business, spending a few hours per week to about a quarter of their time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
December 2014 - Present · 11 yrs 5 mos
Cetera Advisors LLCBroker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
January 2017 - March 2024 · 7 yrs 2 mos
State Registrations12 states
AZCAFLMDNVORSCTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.