Cathy Cristman
Cathy Cristman is a CFP-designated registered investment advisor at Lifemark Securities CORP., based in Little Falls, NY, with 15 years of industry experience. Cathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.
Location
528 E. Main St., Little Falls, NY, 13365
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2014Other Business ActivitiesSells Insurance
Cathy operates under the DBA of Skye Financial Services, LLC for securities business and holds real estate through DXS Properties LLC. She is also an independent insurance agent selling life, accident, and health insurance, dedicating minimal time to this, and works as a tax preparer, spending about half her time during tax season and minimal time outside of it.
Employment History
Current Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
M. Griffith Investment Services, INC.Broker
M&t Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.