WI
WI

William Waters

13 Years of Experience
St Petersburg, FL
Broker

William Waters is a registered investment advisor at Raymond James & Associates, INC., based in St Petersburg, FL, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6392 First Avenue North, St Petersburg, FL, 33710

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a board member, officer, and director at the St. Petersburg Yacht Club since 2018, overseeing club functions and financials. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2013 - Present · 13 yrs
Raymond James & Associates, INC.Broker
June 2012 - Present · 13 yrs 11 mos
State Registrations11 states
COFLGAKSLAMINCNVNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Waters - Financial Advisor | TrueAdvisor