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Zachary Norton

15 Years of Experience
Chicago, IL
Broker

Zachary Norton is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2019 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.
November 2019 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2018 - November 2019 · 1 yr
Wells Fargo Clearing Services, LLCBroker
August 2018 - November 2019 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
July 2017 - July 2018 · 1 yr
J.P. Morgan Securities LLCBroker
October 2012 - September 2016 · 3 yrs 11 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
State Registrations12 states
CAFLILINKSMIMNNYORTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.