William Walker is a registered investment advisor, based in Groveland, CA, with 15 years of industry experience.
Location
Groveland, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a director for PJ Properties LLC and BCI Management, Inc., both rental property holding companies, dedicating minimal time to each. He is also a Registered Representative and Insurance Agent with Centurion Strategic Advisors Inc., an Insurance Agent with Concorde Insurance Agency, and a Life & Health agent with World Financial Group, spending a significant amount of time on these activities.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.