Lindsey Ellis is a registered investment advisor, based in Spanish Fort, AL, with 13 years of industry experience. Lindsey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Spanish Fort, AL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ascensus Broker Dealer Services, LLC
August 2023 - Present · 3 yrs 2 mos
Ascensus Broker Dealer Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Newport Group Consulting, LLC
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Newport Group Securities, INC.Broker
September 2018 - August 2023 · 4 yrs 11 mos
Newport Group Securities, INC.
March 2017 - December 2017 · 9 mos
State Registrations1 state
AL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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