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Lindsey Ellis

12 Years of Experience
Broker

Lindsey Ellis is a registered investment advisor, based in Lake Mary, FL, with 12 years of industry experience.

Location

300 Primera Blvd., Suite 200, Lake Mary, FL, 32746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ascensus Broker Dealer Services, LLC
August 2023 - Present · 2 yrs 8 mos
Ascensus Broker Dealer Services, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Newport Group Consulting, LLC
April 2013 - Present · 13 yrs
Previous Registrations
Newport Group Securities, INC.Broker
September 2018 - August 2023 · 4 yrs 11 mos
Newport Group Securities, INC.
March 2017 - December 2017 · 9 mos
State Registrations1 state
AL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.