Thomas Flegal
Thomas Flegal is a registered investment advisor at Osaic Wealth, INC., based in Edgerton, OH, with 15 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
163 N Michigan Avenue, Edgerton, OH, 43517
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Regulatory History (1)
Employment Separation After Allegations
December 2017Other Business ActivitiesSells Insurance
Thomas is a partner at Yarger Flegal Inc, a DBA for fixed insurance, dedicating full-time hours. He also owns Thomas D Flegal LLC, a pass-through entity for earnings, taking nearly full-time hours, and is a partner at CYTF Holdings LLC, an entity to hold an office building, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.