MV
MV

Mauriel Vega

14 Years of Experience
Woodbridge, CT
BrokerSells Insurance

Mauriel Vega is a registered investment advisor, based in Woodbridge, CT, with 14 years of industry experience.

Location

4 Lines Rd, Woodbridge, CT, 06525

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mauriel works as an agent in retail sales/distribution at Cafe Rebelde, dedicating about a quarter of his time. He is also an independent insurance agent for various companies and an advisory representative of a RIA, spending minimal time on each insurance role and about half his time as an advisory rep.

Employment History
Current Registrations
Cambridge Investment Research, INC.
November 2021 - Present · 4 yrs 6 mos
Cambridge Investment Research, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Cambridge Investment Research Advisors, INC.
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Bridgelight Financial Advisors, INC
January 2017 - June 2022 · 5 yrs 5 mos
Senior Financial Advisors, INC
September 2015 - December 2015 · 3 mos
Symmetry Partners
February 2015 - May 2015 · 3 mos
Cambridge Investment Research Advisors, INC.
April 2013 - February 2015 · 1 yr 10 mos
Cambridge Investment Research, INC.Broker
April 2013 - February 2015 · 1 yr 10 mos
LPL Financial LLCBroker
July 2012 - April 2013 · 9 mos
LPL Financial LLC
July 2012 - April 2013 · 9 mos
Tiaa-Cref Advice and Planning Services
December 2010 - July 2012 · 1 yr 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2010 - July 2012 · 2 yrs 1 mo
State Registrations2 states
CTNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mauriel Vega - Financial Advisor | TrueAdvisor