Ami Shah is a registered investment advisor, based in Houston, TX, with 10 years of industry experience.
Location
2929 Allen Parkway, L3-20, Houston, TX, 77019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Corebridge Capital Services, INC.Broker
March 2025 - Present · 1 yr 2 mos
VALIC Financial Advisors, INC.Broker
December 2016 - Present · 9 yrs 5 mos
VALIC Financial Advisors, INC.
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Tower Square Investment Management LLC
June 2014 - December 2015 · 1 yr 6 mos
Cetera Investment Advisers LLC
June 2014 - December 2015 · 1 yr 6 mos
Cetera Advisor Networks LLC
June 2014 - December 2015 · 1 yr 6 mos
Cetera Advisors LLC
June 2014 - December 2015 · 1 yr 6 mos
Cetera Investment Services LLCBroker
June 2014 - December 2015 · 1 yr 6 mos
Cetera Advisors LLCBroker
May 2014 - December 2015 · 1 yr 7 mos
Cetera Financial Specialists LLCBroker
May 2014 - December 2015 · 1 yr 7 mos
Cetera Advisor Networks LLCBroker
May 2014 - December 2015 · 1 yr 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.