Katherine Anders is a CFP-designated registered investment advisor, based in Raleigh, NC, with 16 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3221 Blue Ridge Rd., Ste. 105, Raleigh, NC, 27612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is an insurance agent for various independent insurance companies, dedicating minimal time to this role. She also has an IAR affiliation, dedicating nearly full-time hours to trading.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Waddell & Reed
Waddell & ReedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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