Liudmila Broich is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2023 - Present · 3 yrs 3 mos
Morgan StanleyBroker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - April 2023 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - April 2023 · 11 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2010 - September 2011 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
May 2010 - September 2011 · 1 yr 4 mos
State Registrations32 states
AZCACOCTDCDEFLGAILINLAMAMDMIMNNCNHNJNMNVNYOHPAPRRISDTXVAVTVirgin IslandsWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.