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Annette Escalante

15 Years of Experience
Chandler, AZ
Broker

Annette Escalante is a registered investment advisor at Cetera Investment Advisers LLC, based in Chandler, AZ, with 15 years of industry experience. Annette operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3200 W Ray Road, Suite 101, Chandler, AZ, 85226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Annette works as a customer service representative for Wilde Wealth Management, a financial services DBA, dedicating nearly full-time hours. She also owns and operates Spirited Cakes, a cake business, spending a few hours per week on taking orders, baking, and delivering cakes.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
September 2021 - March 2024 · 2 yrs 6 mos
J.P. Morgan Securities LLC
September 2014 - August 2021 · 6 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2021 · 8 yrs 10 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.