Malcolm Pfenninger is a CFP, ChFC-designated registered investment advisor, based in Bellaire, TX, with 15 years of industry experience. Malcolm is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6750 W. Loop South, Suite 825, Bellaire, TX, 77401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Malcolm is a registered representative with Park Place Financial, focusing on insurance-related activities and financial planning, and an investment advisor representative (IAR) with Kestra Advisory Services LLC, both full-time roles. He also owns real estate, dedicating minimal time to paying the mortgage and collecting rental revenue.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.
The Ameriflex Group
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Marc Schindler, CFPPivot Point Advisors, LLC
- Yao Yao, CFAWb Advisors Texas LLC
- Andrea Freedman, CFPCalton & Associates, INC.
- John Sicola, ChFCGradient Advisors, LLC
- Robert Rexford, CFPRexford Capital
- Elizabeth Soto-Delgadillo, CFPVerus Financial Group