CW
CW

Christopher Waters

14 Years of Experience
Columbus, OH
Broker

Christopher Waters is a registered investment advisor at Nationwide Investment Advisors, LLC, based in Columbus, OH, with 14 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 270,365 clients with $16B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
398 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Nationwide Investment Advisors (NIA) offers investment management through ProAccount. Here's how the fees work:

  • Nationwide Retirement Program: You'll be charged up to 1.00% of your account balance annually. This fee is taken out of your account quarterly.
  • Nationwide Governmental and Institutional Plans: You'll be charged up to 0.65% of your account balance annually. This fee is also taken out of your account quarterly.

These fees are negotiable at the plan level. The fees are in addition to any other fees your retirement plan may charge.

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Location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the owner and sole proprietor of Chris's Cookies and Desserts since 2007. He spends a few hours per week on this activity, and it is not investment related.

Employment History
Current Registrations
Nationwide Investment Services CorporationBroker
November 2019 - Present · 6 yrs 10 mos
Nationwide Investment Advisors, LLC
November 2019 - Present · 6 yrs 10 mos
Previous Registrations
Advised Assets Group, LLC
December 2017 - October 2019 · 1 yr 10 mos
Gwfs Equities, INC.Broker
December 2017 - October 2019 · 1 yr 10 mos
Planned Financial Services
July 2016 - January 2017 · 6 mos
LPL Financial LLCBroker
August 2015 - July 2017 · 1 yr 11 mos
LPL Financial LLC
August 2015 - April 2017 · 1 yr 8 mos
J.P. Morgan Securities LLC
October 2014 - July 2015 · 9 mos
J.P. Morgan Securities LLCBroker
October 2014 - July 2015 · 9 mos
Woodbury Financial Services, INC.Broker
April 2010 - July 2013 · 3 yrs 3 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.