Gregory Hoekman is a CFP-designated registered investment advisor, based in Modesto, CA, with 16 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4120 Dale Road #B, Modesto, CA, 95356
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregory is a director for the Estate Planning Group of Stanislaus County, where he votes on council business, including planning events, guest speakers, and membership.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Vicky Johnson, CFPPrincipal Securities, INC.
- Mark Kleiderlein, CFPPrincipal Securities, INC.
- David Derby, CFP, ChFCAmerican Investors CO
- Debra Webb, ChFCState Farm Investment Management CORP.
- Robert Mccoy, CFPEdward Jones
- Michael Howell, CFPBlom & Howell Financial Planning, INC.