GH
CFP
GH
CFP

Gregory Hoekman

15 Years of Experience
Modesto, CA
Broker

Gregory Hoekman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Modesto, CA, with 15 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

4120 Dale Road #B, Modesto, CA, 95356

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gregory is a director for the Estate Planning Group of Stanislaus County, where he votes on council business, including planning events, guest speakers, and membership.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2020 - Present · 6 yrs 8 mos
Cetera Investment Services LLCBroker
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - January 2020 · 9 yrs
Wells Fargo Investments, LLCBroker
May 2010 - January 2011 · 8 mos
State Registrations12 states
CADCIDMIMTNVOHOKSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Hoekman - Financial Advisor | TrueAdvisor