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Zara Guivi

D.A. Davidson & CO.
15 Years of Experience
Encino, CA
1 DisclosureBroker
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Zara Guivi is a registered investment advisor at D.A. Davidson & CO., based in Encino, CA, with 15 years of industry experience. Zara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

16130 Ventura Blvd, Suite 460, Encino, CA, 91436

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History

Regulatory History (1)
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Criminal
July 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
D.A. Davidson & CO.
June 2024 - Present · 2 yrs 3 mos
D.A. Davidson & CO.Broker
June 2024 - Present · 2 yrs 3 mos
Previous Registrations
City National Securities, INC.
January 2021 - July 2024 · 3 yrs 6 mos
City National Securities, INC.Broker
January 2021 - July 2024 · 3 yrs 6 mos
Unionbanc Investment Services, LLC
July 2018 - January 2021 · 2 yrs 6 mos
Unionbanc Investment Services, LLCBroker
July 2018 - January 2021 · 2 yrs 6 mos
Perennial Financial Services
June 2017 - July 2018 · 1 yr 1 mo
LPL Financial LLCBroker
November 2014 - July 2018 · 3 yrs 8 mos
LPL Financial LLC
November 2014 - September 2017 · 2 yrs 10 mos
Oppenheimer & CO. INC.
November 2010 - December 2014 · 4 yrs 1 mo
Oppenheimer & CO. INC.Broker
September 2010 - December 2014 · 4 yrs 3 mos
State Registrations19 states
AZCADCFLGAIDILMDMTNCNMNVNYOHORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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