Seth Brooks
Seth Brooks is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bowling Green, KY, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
996 Wilkinson Trace, Suite C6, Bowling Green, KY, 42103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Seth owns Brooks Investment Management LLC for business accounting related to his advisory work, dedicating minimal time. He is also an independent contractor for Claycomb Wealth Management Inc and an advisory board director for Drugscope Inc, spending minimal time on each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations12 states
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