PK
CFA
PK
CFA
Patrick Keating
15 Years of Experience
Las Vegas, NV
1 Disclosure
Patrick Keating is a CFA-designated registered investment advisor at Patrick J. Keating Investment Management, LLC, based in Las Vegas, NV, with 15 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$1.7M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Las Vegas, NV
Get directionsHistory
Regulatory History (1)
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Regulatory
July 2016Final
Other Business Activities
Patrick is a part-time adjunct instructor at the University of Chicago Graham School of Continuing Studies, where he co-teaches an investments course.
Employment History
Current Registrations
Patrick J. Keating Investment Management, LLC
June 2010 - Present · 15 yrs 11 mos
State Registrations1 state
NV
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.