SM
SM

Scott Miller

15 Years of Experience
Waukesha, WI
BrokerSells Insurance

Scott Miller is a registered investment advisor, based in Waukesha, WI, with 15 years of industry experience.

Location

20975 Swenson Drive, Suite 125, Waukesha, WI, 53186

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Scott is a Senior Financial Advisor at Integrity Wealth Management, an Investment Advisor Representative with Kestra Advisory Services, LLC, and a Financial Advisor at Robertson Ryan Financial Services. He also works as a Tax Planner/Consultant at Convenient Tax Service and Tax Coach Linda, spending a few hours per week on these tax-related roles, and about half his time at Integrity Wealth Management.

Employment History
Current Registrations
Kestra Advisory Services, LLC
September 2018 - Present · 7 yrs 8 mos
Kestra Investment Services, LLC
September 2018 - Present · 7 yrs 8 mos
Kestra Investment Services, LLCBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Ssn Advisory, INC.
March 2016 - September 2018 · 2 yrs 6 mos
Securities Service Network, LLCBroker
August 2013 - September 2018 · 5 yrs 1 mo
Princor Financial Services CorporationBroker
June 2012 - August 2013 · 1 yr 2 mos
Metlife Securities INC.Broker
May 2010 - June 2012 · 2 yrs 1 mo
State Registrations14 states
ARAZFLILMIMNMTNCNJNMTNUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Miller - Financial Advisor | TrueAdvisor