TN
CFP
TN
CFP
Trey Novara is a CFP-designated registered investment advisor, based in Birmingham, AL, with 13 years of industry experience.
Location
1 Metroplex Drive, Suite 120, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (2)
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Financial
November 2020Final
Financial
October 2020Final
Other Business ActivitiesSells Insurance
Trey operates under the DBA Independence Financial Group and is an owner of Live Oak Partners LLC, where he works as an independent insurance agent for various companies, dedicating a few hours per week. He is also an advisory representative of a RIA and owns Arlington Beard Road Holdings, LLC, a real estate company.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2022 - Present · 4 yrs 3 mos
Cambridge Investment Research, INC.Broker
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Concourse Financial Group Advisors
October 2019 - April 2022 · 2 yrs 6 mos
Concourse Financial Group Securities, INC.Broker
October 2019 - April 2022 · 2 yrs 6 mos
Live Oak Partners
November 2017 - December 2018 · 1 yr 1 mo
Jeffrey Matthews Wealth Management, LLC
December 2015 - February 2016 · 2 mos
The Jeffrey Matthews Financial Group, L.L.C.Broker
October 2015 - February 2016 · 4 mos
Wells Fargo Advisors, LLC
July 2014 - July 2015 · 1 yr
Wells Fargo Advisors, LLCBroker
July 2014 - July 2015 · 1 yr
Nbc Securities, INC.
September 2013 - July 2014 · 10 mos
Nbc Securities, INC.Broker
September 2013 - July 2014 · 10 mos
AXA Advisors, LLC
May 2010 - September 2013 · 3 yrs 4 mos
AXA Advisors, LLCBroker
May 2010 - September 2013 · 3 yrs 4 mos
State Registrations10 states
ALCAFLGAINKYLATNTXWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.