Barbara Leon
Barbara Leon is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Pleasanton, CA, with 15 years of industry experience. Barbara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.
Fee Estimator
Location
6700 Koll Center Pkwy, Suite 160-P, Pleasanton, CA, 94566
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2014Other Business ActivitiesSells Insurance
Barbara sells insurance products for companies affiliated with Transamerica Financial Advisors, Inc. She also works full-time as a scientist researching protein interactions at Novartis, and spends minimal time as a landlord for a rental property.
Employment History
Current Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
Previous Registrations
World Group Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Pei OoiTransamerica Financial Advisors, LLC
- Li-Wei Tseng, CFATransamerica Financial Advisors, LLC
- Xiao Jiang, CFPCharles Schwab & CO., INC.
- Michael Mcgrath, CFPWells Fargo Advisors
- Lawrence Mui, ChFCState Farm Investment Management CORP.
- Grace Liang, ChFCMML Investors Services, LLC