SB
SB

Stephen Brainerd

15 Years of Experience
Menlo Park, CA
Broker

Stephen Brainerd is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2882 Sand Hill Road, Suite 200, Menlo Park, CA, 94025

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen serves as a Power of Attorney since May 2020. This investment-related activity takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
October 2017 - Present · 8 yrs 7 mos
Morgan StanleyBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Waddell & Reed
July 2010 - October 2017 · 7 yrs 3 mos
Waddell & ReedBroker
June 2010 - October 2017 · 7 yrs 4 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Brainerd - Financial Advisor | TrueAdvisor