Andrew Ngin is a registered investment advisor, based in Pasadena, CA, with 15 years of industry experience.
Location
155 North Lake Avenue, Suite 430, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew owns rental property and is a 1/3 owner of ASJ MGMT Group LLC, which provides restaurant services. He also serves on several non-profit boards, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
April 2014 - June 2019 · 5 yrs 2 mos
Foresters Financial Services, INC.Broker
August 2010 - June 2019 · 8 yrs 10 mos
State Registrations9 states
AZCADEFLNYTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.