LV
CFP
LV
CFP

Laura Vaughn

15 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Laura Vaughn is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 15 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2925 Richmond Ave, Sutie 1200, Houston, TX, 77098

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History

Regulatory History (1)
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Customer Dispute
August 2017
Settled
Other Business ActivitiesSells Insurance

Laura volunteers on the Houston Livestock Show and Rodeo School Art Committee, dedicating minimal time. She is also an agent/broker for fixed insurance sales through Laura Vaughn CFP LLC and North Star Consultants & North Star Brokerage, spending minimal time on each. Finally, Laura is a financial professional for North Star Consultants of Texas, spending minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
October 2010 - August 2023 · 12 yrs 10 mos
Cri Securities, LLC
October 2010 - October 2021 · 11 yrs
Securian Financial Services, INC.Broker
September 2010 - August 2023 · 12 yrs 11 mos
Cri Securities, LLCBroker
September 2010 - October 2021 · 11 yrs 1 mo
State Registrations31 states
ALAZCACOCTFLGAHIILINKSKYLAMAMDMIMNMONCNJNMNVNYOHOKPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Vaughn - Financial Advisor | TrueAdvisor