Prakash Gupta is a registered investment advisor at Essex Advisory, based in Brooklyn, NY, with 15 years of industry experience. Prakash operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2 clients with $7.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Asset management fees may be negotiated and are subject to the limits disclosed above.
Fee Estimator
Location
130 Dumont Av, Unit 1, Brooklyn, NY, 11212
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Prakash owns SG Trading & Services, where he performs financial analysis, modeling, and consulting, dedicating nearly full-time hours. He also owns SVC Asset Management LLC, investing in financial products and real estate, spending a few hours per week.
Employment History
Current Registrations
Essex Advisory
Essex Securities LLCBroker
Previous Registrations
San Blas Securities LLCBroker
Ifs SecuritiesBroker
Cross Point Capital LLCBroker
Advisors Asset Management, INC.Broker
State Registrations10 states
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