James Moore is a CFP-designated registered investment advisor, based in Lawrence, KS, with 16 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3705 Clinton Pkwy, Suite 200, Lawrence, KS, 66047
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a partner in Rain Delay, LLC, a real estate investment group, since 2018. He spends a few hours per week identifying properties to purchase and providing capital.
Employment History
Current Registrations
Aw SecuritiesBroker
Aw Securities
Allworth Financial, L.P.
Previous Registrations
Two West Capital Advisors LLC
Affinity Financial Advisors
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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