Joseph Giacchi
Joseph Giacchi is a registered investment advisor at International Assets Investment Management, LLC, based in Spring Lake, NJ, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
309 Morris Ave Suite C, Spring Lake, NJ, 07762
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is a registered representative/operations manager for SterlingNoble Wealth Management, an advisor for International Assets Investment Management LLC, and an operations manager for W.J. Conn Capital Corp. He also works as wait staff at Lubrano's Trattoria and is a managing member of JAG Shore Enterprises, LLC.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
State Registrations4 states
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