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Monique Ryan

15 Years of Experience
Fort Mill, SC
BrokerSells Insurance

Monique Ryan is a registered investment advisor, based in Fort Mill, SC, with 15 years of industry experience.

Location

111 Clebourne St., Ste. 220, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Monique works as an advisory representative of a registered investment advisor, spending nearly full-time on this role, including trading. She is also an insurance agent since August 2023, dedicating minimal time to this activity.

Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2023 - Present · 2 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2023 - Present · 2 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Prudential Financial Planning Services
March 2020 - August 2023 · 3 yrs 5 mos
Pruco Securities, LLC.Broker
March 2020 - August 2023 · 3 yrs 5 mos
Prudential Financial Planning Services
July 2016 - February 2020 · 3 yrs 7 mos
Pruco Securities, LLC.Broker
August 2010 - February 2020 · 9 yrs 6 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.