FG
FG

Fabio Garces

10 Years of Experience
Miami, FL
Broker

Fabio Garces is a registered investment advisor at Banco Do Brasil Securities LLC, based in Miami, FL, with 10 years of industry experience. Fabio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Banco do Brasil Securities charges an annual fee based on the value of your investments, ranging from 1.00% to 2.00%. Fees may be negotiable for clients with over $5,000,000 in investments. Fees are paid quarterly, either in advance or after the quarter. The custodian independently values your investments.

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Location

2 South Biscayne Blvd., Suite #3150, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Fabio is a consultant and SVP for NRN Insight, Inc., providing consulting services to law firms and outsourcing controller & finance consulting, dedicating minimal time. He also works with Santimed Consulting LLC and Edel BioSciences Inc. in biotech medical consulting, accounting, and operations, dedicating a significant amount of time to each.

Employment History
Current Registrations
Banco Do Brasil Securities LLC
September 2022 - Present · 3 yrs 7 mos
Banco Do Brasil Securities LLC
September 2020 - Present · 5 yrs 7 mos
Banco Do Brasil Securities LLCBroker
September 2020 - Present · 5 yrs 7 mos
Previous Registrations
Brickell Global Advisory, INC.
October 2015 - August 2019 · 3 yrs 10 mos
Brickell Global Markets, INC.Broker
March 2015 - August 2019 · 4 yrs 5 mos
Mora Wm SecuritiesBroker
December 2014 - February 2015 · 2 mos
E.S. Financial Services, INC.Broker
May 2014 - November 2014 · 6 mos
State Registrations2 states
FLNY
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.