Kristopher Emick is a registered investment advisor, based in Fairfield, IA, with 15 years of industry experience.
Location
1776 Pleasant Plain Rd, Fairfield, IA, 52556
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kristopher works as an advisory representative of a registered investment advisor (RIA). This activity is investment-related and takes about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
December 2014 - Present · 11 yrs 5 mos
Cambridge Investment Research, INC.Broker
December 2014 - Present · 11 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
Continuity Partners Group, LLCBroker
December 2014 - August 2017 · 2 yrs 8 mos
Hanson Mcclain Advisors
January 2014 - November 2014 · 10 mos
Hanson Mcclain SecuritiesBroker
January 2014 - November 2014 · 10 mos
Pathway Strategic Advisors
November 2013 - January 2014 · 2 mos
Investment Advisors CORP
October 2010 - October 2013 · 3 yrs
Broker Dealer Financial Services CORP.Broker
October 2010 - October 2013 · 3 yrs
U.S. Bancorp Investments, INC.Broker
June 2010 - July 2010 · 1 mo
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.