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Gianni Cavalieri

15 Years of Experience
Chicago, IL
Broker

Gianni Cavalieri is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 15 years of industry experience. Gianni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
October 2025 - Present · 7 mos
Nuveen Securities, LLCBroker
December 2024 - Present · 1 yr 5 mos
Nuveen Securities, LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Morgan Stanley Investment Management INC.
February 2022 - October 2024 · 2 yrs 8 mos
Eaton Vance Distributors, INC.Broker
January 2022 - October 2024 · 2 yrs 9 mos
Morgan Stanley Investment Management INC.
August 2014 - January 2022 · 7 yrs 5 mos
Morgan Stanley Distribution, INC.Broker
June 2013 - January 2022 · 8 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2010 - May 2013 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2010 - May 2013 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Gianni Cavalieri - Financial Advisor | TrueAdvisor