Nina Ruffalo is a registered investment advisor, based in Orange, CA, with 6 years of industry experience.
Location
333 S. Anita Drive Suite 700, Orange, CA, 92868
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nina is associated with Orange Capital Management, RSA, DBA, offering First Allied products/services since 2019. This activity is full-time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
December 2019 - November 2020 · 11 mos
First Allied Securities, INC.Broker
December 2019 - September 2022 · 2 yrs 9 mos
LPL Financial LLC
August 2019 - December 2019 · 4 mos
LPL Financial LLCBroker
April 2019 - December 2019 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.