Alejandro Sierra
Alejandro Sierra is a registered investment advisor at Swbc Investment Company, based in Richardson, TX, with 15 years of industry experience. Alejandro is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 494 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees are negotiable. Maximum fees are shown. Accounts of $5,000,000 or more have fully negotiated rates.
Fee Estimator
Location
601 N Plano Rd, Richardson, TX, 75081
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2018Employment History
Current Registrations
Swbc Investment Company
Swbc Investment Services, LLCBroker
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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