Daniel Ortiz is a CFA-designated registered investment advisor, based in Huntington Beach, CA, with 15 years of industry experience.
Location
Huntington Beach, CA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.Broker
September 2024 - Present · 1 yr 8 mos
T. Rowe Price Associates, INC.
September 2024 - Present · 1 yr 8 mos
T. Rowe Price Investment Services, INC.
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Neuberger Berman Bd LLC
September 2022 - September 2024 · 2 yrs
Neuberger Berman Bd LLCBroker
September 2022 - September 2024 · 2 yrs
Pimco Investments LLCBroker
June 2017 - August 2022 · 5 yrs 2 mos
Kbs Capital Markets Group LLCBroker
March 2013 - May 2017 · 4 yrs 2 mos
Arque Capital, LTD.Broker
December 2012 - March 2013 · 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2012 · 0 mos
Chase Investment Services CORP.Broker
June 2010 - October 2012 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.