Juarez Gualberto is a registered investment advisor at Morgan Stanley, based in New York, NY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Hsbc Securities (USA) INC.
March 2017 - August 2017 · 5 mos
Hsbc Securities (USA) INC.Broker
December 2014 - August 2017 · 2 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2013 - December 2014 · 1 yr 2 mos
Jhs Capital Advisors, INC.Broker
May 2010 - June 2010 · 1 mo
State Registrations29 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.