Arthur Crompton is a registered investment advisor, based in San Diego, CA, with 8 years of industry experience.
Location
9275 Sky Park Cout, Suite 350, San Diego, CA, 92123
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Arthur is the owner of Decker Financial, which is a DBA for Cetera Business.
Employment History
Current Registrations
Cetera Investment Services LLC
July 2021 - Present · 4 yrs 10 mos
Cetera Investment Advisers LLC
July 2021 - Present · 4 yrs 10 mos
Cetera Investment Services LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Commonwealth Financial Network
November 2018 - May 2021 · 2 yrs 6 mos
Commonwealth Financial NetworkBroker
June 2017 - May 2021 · 3 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.