Jacob Schultz is a registered investment advisor at Guggenheim Investments, based in New York, NY, with 14 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$7.4B
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Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsHistory
Regulatory History (1)
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Criminal
October 2009Final Disposition
Employment History
Current Registrations
Guggenheim Investments
August 2014 - Present · 11 yrs 8 mos
Guggenheim Funds Distributors, LLC
March 2014 - Present · 12 yrs 1 mo
Guggenheim Funds Distributors, LLCBroker
March 2014 - Present · 12 yrs 1 mo
Previous Registrations
Guggenheim Distributors, LLCBroker
June 2011 - March 2014 · 2 yrs 9 mos
State Registrations8 states
CACOIDILMTNVUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.