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Jacob Schultz
15 Years of Experience
Boulder, CO
1 DisclosureBroker
Jacob Schultz is a registered investment advisor at Guggenheim Investments, based in Boulder, CO, with 15 years of industry experience. Jacob is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 107 clients with $8B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
42 advisors
IM Fee
Planning only
Assets Under Management
$8.0B
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Location
Boulder, CO
Get directionsHistory
Regulatory History (1)
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Criminal
October 2009Final Disposition
Employment History
Current Registrations
Guggenheim Investments
August 2014 - Present · 12 yrs 2 mos
Guggenheim Funds Distributors, LLC
March 2014 - Present · 12 yrs 7 mos
Guggenheim Funds Distributors, LLCBroker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Guggenheim Distributors, LLCBroker
June 2011 - March 2014 · 2 yrs 9 mos
State Registrations8 states
CACOIDILMTNVUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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