JS
JS

Jacob Charles Schultz

14 Years of Experience
1 DisclosureBroker
Compensation
Fee-Only (AUM)
Firm Size
39 advisors
Number of Clients
113 clients
Average Client Portfolio
$65.4M average
Assets Under Management
$7.4B
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Location

330 Madison Avenue, 10th Floor, New York, NY, 10017

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History

Regulatory History (1)
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Criminal
October 2009
Final Disposition
Employment History
Current Registrations
Guggenheim Investments
August 2014 - Present · 11 yrs 6 mos
Guggenheim Funds Distributors, LLC
March 2014 - Present · 11 yrs 11 mos
Guggenheim Funds Distributors, LLCBroker
March 2014 - Present · 11 yrs 11 mos
Previous Registrations
Guggenheim Distributors, LLCBroker
June 2011 - March 2014 · 2 yrs 9 mos
State Registrations10 states
AZCACOIDILMTNMNVUTWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.