Simon Leung
Simon Leung is a registered investment advisor at Wells Fargo Advisors, based in Marietta, GA, with 14 years of industry experience. Simon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1313 Johnson Ferry Rd Ne, [Merchants Walk], Marietta, GA, 30068
Get directionsHistory
Regulatory History (3)
Judgment / Lien
March 2025Customer Dispute
November 2024Customer Dispute
February 2024Other Business Activities
Simon works as a driver for Uber, dedicating about a quarter of his time. He also owns 100% of S.I.M., LLC, which buys, sells, and rents properties, taking about 10-20% of his time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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