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Andrew Haley

15 Years of Experience
Memphis, TN
Broker

Andrew Haley is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is an owner/landlord of residential investment properties since 2014. He spends a few hours per week on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2012 - Present · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Keegan & Company, INC.
June 2011 - April 2012 · 10 mos
Morgan Keegan & Company, INC.Broker
June 2011 - April 2012 · 10 mos
Waddell & Reed, INC.
September 2010 - March 2011 · 6 mos
Waddell & Reed, INC.Broker
August 2010 - March 2011 · 7 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Haley - Financial Advisor | TrueAdvisor