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Cory Nye

15 Years of Experience
Denver, CO
Broker

Cory Nye is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4600 S Syracuse St, 9th Floor, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cory operates Cory Nye Wealth Management as a DBA for his LPL business. This is an investment-related activity and consumes his full-time work hours.

Employment History
Current Registrations
LPL Financial LLC
January 2020 - Present · 6 yrs 8 mos
LPL Financial LLCBroker
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
Edward Jones
July 2010 - January 2020 · 9 yrs 6 mos
Edward JonesBroker
July 2010 - January 2020 · 9 yrs 6 mos
State Registrations7 states
COILNYPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.