Ralph Lehman is a CFA-designated registered investment advisor at Ridgebrooke Capital Management LLC, based in Knoxville, TN, with 7 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 118 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.55% |
| $500K - $1000K | 1.44% |
| $1.0M - $2.0M | 1.29% |
| $2.0M - $3.0M | 1.08% |
| $3.0M - $5.0M | 0.96% |
| $5.0M - $7.0M | 0.78% |
| $7.0M - $10.0M | 0.69% |
| $10M+ | 0.69% |
Accounts within the same household may be combined for a reduced fee. The annual fee is negotiable based upon certain criteria. For annuities, RidgeBrooke's advisory fees will be paid solely from the annuity contract values that exist on the date the Insurance Carrier processes the payment and will be paid monthly in arrears from the account pursuant to the following schedule: Up to $1,999,999 0.99% $2,000,000 to $4,999,999 0.90% $5,000,000 to $6,999,999 0.72% $7,000,000 to $9,999,999 0.60% $10,000,000 and above negotiable
Fee Estimator
Location
9729 Cogdill Road, Suite 302, Knoxville, TN, 37932
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ralph is an author of two works, "The Elusive Trade" and "Longing For a Changed World". These activities are not investment-related and require minimal time.
Employment History
Current Registrations
Ridgebrooke Capital Management LLC
Previous Registrations
Usi Advisors
Ftb Advisors, INC.
State Registrations1 state
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