Luis Pelaez is a CFP-designated registered investment advisor, based in Chicago, IL, with 15 years of industry experience.
Location
333 West Wacker Dr., Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Asset Management, LLC
October 2019 - Present · 6 yrs 9 mos
Nuveen Securities, LLCBroker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
LPL Financial LLC
May 2014 - March 2019 · 4 yrs 10 mos
LPL Financial LLCBroker
May 2014 - March 2019 · 4 yrs 10 mos
Edward Jones
July 2010 - May 2014 · 3 yrs 10 mos
Edward JonesBroker
July 2010 - May 2014 · 3 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.