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Nathaniel Novak

15 Years of Experience
New Orleans, LA
Broker

Nathaniel Novak is a registered investment advisor, based in New Orleans, LA, with 15 years of industry experience.

Location

858 Camp Street, New Orleans, LA, 70130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nathaniel is an investment portfolio associate at Newedge Advisors LLC since July 2020. This is a full-time position.

Employment History
Current Registrations
Newedge Securities, LLCBroker
July 2020 - Present · 5 yrs 10 mos
Newedge Advisors
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - July 2020 · 7 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - July 2020 · 7 yrs 5 mos
Morgan Keegan & Company, INC.Broker
November 2011 - February 2013 · 1 yr 3 mos
Morgan Keegan & Company, INC.
November 2011 - February 2013 · 1 yr 3 mos
Securian Financial Services, INC.
October 2010 - June 2011 · 8 mos
Securian Financial Services, INC.Broker
July 2010 - June 2011 · 11 mos
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.