Paul Windham is a CFP-designated registered investment advisor, based in Gardendale, AL, with 16 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1420 Northbrook Drive, Suite 104, Gardendale, AL, 35071
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul is the owner/sole proprietor of Paul R. Windham CPA, CFP, PFS, providing tax preparation and accounting services since 2000, dedicating about 10-20% of his time. He is also the President of Windham Financial Group PC, a tax preparation and accounting firm, since 2014.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kyle Windham, CFP
- Samual Cantrell, ChFCState Farm Investment Management CORP.