Nicholas Paolo is a CFP-designated registered investment advisor at Forum Private Wealth, LLC, based in Carlsbad, CA, with 2 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
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Location
Carlsbad, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Forum Private Wealth, LLC
September 2025 - Present · 8 mos
Previous Registrations
Unionbanc Investment Services, LLC
April 2014 - April 2015 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - August 2013 · 10 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.