Stuart Kessler
Stuart Kessler is a registered investment advisor at Cetera Investment Advisers LLC, based in Cockeysville, MD, with 12 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9710 Monroe St, Cockeysville, MD, 21030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart is a member of the Maryland Alzheimer's Association, dedicating minimal time to volunteer work. He also works as an independent contractor selling fixed insurance, spending minimal time on this activity, and is a principal partner in SEAL Advisory LLC, which is currently dormant; finally, he works as a financial professional for Kinnect Advisors, spending about a quarter of his time on this.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations11 states
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