Brian Spencer is a registered investment advisor, based in San Francisco, CA, with 15 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian owns rental real estate in Sandy, Utah, since 2007. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Sofi Securities LLCBroker
October 2024 - Present · 1 yr 6 mos
Sofi Wealth LLC
October 2024 - Present · 1 yr 6 mos
Previous Registrations
Morgan Stanley
January 2023 - June 2024 · 1 yr 5 mos
Morgan StanleyBroker
January 2023 - June 2024 · 1 yr 5 mos
E*trade Capital Management, LLC
April 2016 - September 2023 · 7 yrs 5 mos
E*trade Securities LLCBroker
April 2016 - September 2023 · 7 yrs 5 mos
Goldman, Sachs & CO.Broker
May 2014 - May 2016 · 2 yrs
Morgan Stanley
September 2011 - May 2014 · 2 yrs 8 mos
Morgan StanleyBroker
September 2011 - May 2014 · 2 yrs 8 mos
Wells Fargo Advisors, LLC
September 2010 - August 2011 · 11 mos
Wells Fargo Advisors, LLCBroker
July 2010 - August 2011 · 1 yr 1 mo
State Registrations1 state
UT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.